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SOP 405: Review of Amendments to Research Studies

Version: E0825

PURPOSE

The University of Utah Institutional Review Board (IRB) must approve changes in approved research.

SCOPE

This policy applies to human subject research conducted at the University of Utah.

POLICY

During the period for which approval has already been given, changes in approved research may not be initiated without prior IRB review (full or expedited review, as appropriate) and approval, except where necessary to eliminate apparent immediate hazards to human subjects. If an investigator makes changes that are necessary to eliminate apparent immediate hazards, a protocol deviation outlining the circumstances and any documents used must be submitted to the University of Utah IRB. Please see IRB SOP 902: Protocol Deviations.

Investigators must submit requests for proposed changes to the IRB using an amendment application in the University of Utah Electronic Research Integrity and Compliance Administration system (ERICA).  Amendment applications should be submitted no later than 30 days upon receipt of changes from sponsors, collaborators, etc.

During amendment review, the IRB determines whether the research with the proposed changes still meets the regulatory approval criteria and any other applicable requirements.

Amendments to exempt studies are evaluated to determine whether changes alter the original exempt determination. Determinations are documented using the internal checklist. If the changes make the study ineligible for exemption, the IRB administrator will assign the amendment application to an expedited or convened board review. The amendment and study will be reviewed according to the requirements of initial review. Please see SOP 403: Initial Review – Criteria for IRB Approval.

 

Please contact the IRB Office at (801) 581-3655 or irb@hsc.utah.edu for additional guidance.